Item: Gana Weinstein LLP
Rating: 5
Author: Gloria K.

American Capital Partners LLC

The law offices of Gana Weinstein LLP represents investors that have disputes with their financial advisors or brokerage firms, such as American Capital Partners LLC. Many investors do not realize when their financial advisor engages in securities misconduct, but there are steps that can be taken to recover losses. There are many different types of securities related misconduct including breach of fiduciary duty, failure to supervise, false representations, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

American Capital Partners LLC is a full service brokerage firm that specializes in retail and institutional clients. The firm is affiliated, or under common control with Partners Capital Services, Inc, who shares the same president as American Capital Partners LLC.

American Capital Partners LLC - By the Numbers:

CRD #: 119249
SEC #: 65165
Regulatory Events: 2
Customer Complaints: 2
Employees: 60

American Capital Partners LLC - In the News:

FINRA v. American Capital Partners LLC (Case #: 2007008448901) - The firm was fined $7,500 by FINRA for allegedly violating NASD Rule 2110, 2111 (A), 2320. American Capital Partners allegedly failed to execute orders fully and timely. In addition, American Capital allegedly failed to use reasonable diligence regarding certain transactions, which resulted in the buying and selling in such a market that was unfavorable to its customer.

NASD v. American Capital Partners LLC (Case #: ELI20050071) - American Capital was fined $7,500 for allegedly violating NASD Rule 3070, in their failure to report mandatory statistical and summary information regarding customer complaints.

FINRA v. American Capital Partners LLC (Case #:08-034320) - American Capital was fined $387,960.25 by FINRA for alleged breach of contract regarding the account of a common stock investor.

FINRA v. American Capital Partners LLC (Case #: 09-02523) - The firm was fined $232,000.01 by FINRA for alleged breach of fiduciary duty, breach of contract, failure to supervise, and negligence, in relation to a specific account.

★★★★★

Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.

I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.

Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.

If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.

Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.

Submit a Law Firm Client Review